• SIE Pocket Prep 1
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SIE Pocket Prep

The Securities Industry Essentials (SIE) Exam, which will be available beginning October 1, 2018, is a brand new entry-level FINRA exam for hopeful securities professionals. The exam will gauge a candidate’s knowledge of introductory-level securities industry information required to successfully navigate the securities industry. Topics include the types of products and their risks, the structure of the securities industry markets, regulatory agencies and functions, and prohibited practices.

Pocket Prep’s SIE practice test app is a powerful exam simulator that allows you to create customized practice tests with detailed answer explanations for every question. View your results and exam history with just a few taps. Study anywhere at any time without Internet connectivity.

The app utilizes the “spacing effect” to enhance your learning capability. You’ll space out your studying into shorter, more productive study sessions which allow your brain to retain more information. Simply tell the app how many questions you want to take, enable the timer, and filter exam content to create the perfect study experience.

SIE Exam Prep Features:
• Two practice modes: Simulation and Study
• Automatic test saving and retrieval
• Detailed historic results analysis
• Optimized for phones & tablets
• In-app messaging to our experts
• Question of the Day
• Study reminders
• Exam day countdown

SIE Knowledge Areas:
We take each exam and break it down into knowledge areas so that you can filter your study sessions based on your needs.

- Knowledge of Capital Markets
- Overview of the Regulatory Framework
- Understanding Products and Their Risks
- Understanding Trading, Customer Accounts and Prohibited Activities

Why study with Pocket Prep?
Our team of writers and editors meticulously craft practice questions and detailed answer explanations with you in mind. Your success is our success. We’re dedicated to bringing you the best content that will help you achieve more.

Free With Download
- 30 free practice questions
- 30 free bonus questions through social media
- 14 days of free Question of the Day

Premium Upgrade
- 670 total practice questions with Premium upgrade
- Priority email support
- The Premium upgrade is a one-time purchase and not a subscription!

Since 2011, Pocket Prep, Inc. has been the leader in mobile test prep and has helped over five million students and professionals achieve more. You’re destined for success. Pocket Prep will help you get there.

Category : Education

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Reviews (29)

Sha. S. Jun 21, 2019     

Disappointed because I got the free version. Questions were good and I wanted more. I bought the premium version and many questions were WAY too hard and over material that would never be on the SIE. I understand going over more difficult questions is sometimes useful, but this app didn't really help. User friendly but better questions out there.

Lut. N. Aug 28, 2019     

Great app! It definitely helped keep me prepared and refreshed on topics allowing me to pass the SIE on the 1st try. I used it in combination with other materials; however works great!

Nat. O. Jul 19, 2020     

I believe some of the questions are not relavent to the SIE and may be more suited for the series 7. Also, I've had many questions where It said I was wrong and tried to correct me with the wrong answer.

A. G. u. Feb 23, 2019     

the theory of practice is great however there are issues with the answers. correct answers are sometimes counted wrong so always read the explanation to confirm your answers

Uri. E. J. May 16, 2019     

Awesome app for studying on the go. This is perfect. If you want to feel confident when it's time to sit, get this now.

Bob. K. Dec 24, 2020     

Just a great app all around. Web access too. Couldn't ask for much more except maybe SERIES 57!!!!!!!

Abh. T. Aug 11, 2019     

Detailed explanation for the answer I've gotten wrong! just wish it wasn't so expensive to buy for the upgrades 😓

Ash. J. May 2, 2019     

So far this has been the most interactive study tool out there! I will continue to use for other exams in the future!

Nao. R. Jun 17, 2019     

This is very helpful, and its very similar to the way FINRA would write out their quetion on the actual test!!

Man. H. Nov 12, 2018     

Has information not needed on the SIE because it was made before the SIE which makes it a huge waste of time!

Mar. S. Jun 28, 2019     

so far its been really helpful.. its a different view from Kaplan.

Dan. P. Feb 6, 2019     

user friendly. great questions and explanations.

Bet. T. Mar 24, 2019     

not enough information and study materials.

Jos. K. Mar 7, 2020     

I passed the SIE exam on my second try, mostly thanks to this app. An outstanding app, I highly recommend it!

Yol. B. Aug 12, 2019     

I like the fact that they give you an explanation for the answer! This app has helped me to prepare for my SIE test.

Hel. S. May 21, 2019     

great way to Study when u only have few minutes out of your busy schedule

Ang. H. Mar 6, 2019     

Great app! there are quizes that are helpful

Cou. C. Jul 9, 2019     

pretty good for the free portion

Mic. G. Feb 11, 2019     

very helpful for study practice!

Kat. B. May 12, 2019     

Includes practice questions with material not on the exam

Kos. Mar 26, 2019     

ive been trying to unlock classic and it wont let me

Emi. A. Oct 15, 2018     

Some questions are not covered in learning material

A. G. u. Feb 13, 2019     

A great app to test the mind in preparation for tests

Cic. S. Mar 26, 2019     

so far so good. good feedback on the answers

Che. D. Jun 21, 2019     

great for on the go learning

Cha. C. May 10, 2019     

Helps me study, when its comfortable for me.

Uzo. L. Mar 14, 2019     

great app for study questions

A. G. u. Oct 12, 2018     

Great study tool

Dee. H. Oct 10, 2018     

Great study resource